(3) A licensee shall keep proper records in such manner as the Commission may
prescribe, and shall allow the Commission to access the records for purposes of
carrying out its mandate under the Act.
(4) The Commission may request a licensee to periodically submit reports,
statistics, data and any other information that it considers necessary.
(5) When making any request under paragraph (4), the Commission shall ensure
that it does not impose undue burden on the licensee in procuring and furnishing
such information.
(6) The Commission may from time to time publish compliance or investigation
reports in the Gazette, as is necessary.
9. Compliance information.
(1) Where after an investigation by the Commission, on its own motion or
subsequent to a complaint made by a third party, the Commission is satisfied that a
licensee is contravening or has contravened any of the conditions of a licence, the
Commission shall
notify the licensee, in writing.
(2) The Commission shall, in the notification sent to a licensee under paragraph
(1), specify the acts or omissions which, in its opinion, constitute a contravention
of the conditions of the licence and require the licensee to remedy the
contravention within, unless otherwise specified by the Commission in writing, a
period of three months.
(3) A licensee shall, after remedying the contravention specified in the notification,
prove to the Commission that it has sustainably remedied of the contravention.
(4) If a licensee fails, without reasonable cause, to remedy the contravention
referred to in paragraph (1) within the required period, the licensee shall be liable
to a penalty of five hundred thousand shillings and such penalty shall be a debt
owed to the Commission and
recoverable summarily.
(5) Any licensee aggrieved by the decision of the Commission made under these
Regulations may appeal to the Tribunal within fifteen days of receipt of
notification by the Commission in that regard.